NISM Series V A Mutual Fund Distributors Paper 19
| Q1.A regular dividend-paying mutual fund scheme can be used for capital appreciation - True or False? |
| False |
| True |
| Q2.Identify the true statement(s) - A) Beta is a measure of risk only for equity schemes B) Variance is a measure of risk for both debt and equity schemes C) A fall in prices of the debt securities due to default etc is known as a 'credit event' |
| Only A and B are True |
| Only A and C are True |
| Only B and C are true |
| All A, B, and C are true |
| Q3.Is Real Estate Fund a physical asset or a financial asset? |
| Physical Asset |
| Financial Asset |
| Q4.SEBI approval is required for an AMC to appoint a distributor - True or False? |
| True |
| False |
| Q 5.Which of these statement(s) is/are TRUE with respect to Benchmarks? A) The process of choosing a benchmark for an Index Fund is very complex B) An independent agency should calculate the benchmark in a transparent manner |
| Only A is True |
| Only B is True |
| Both A and B are true |
| Q6.Identify the true statement(s) with respect to benchmark for mutual fund schemes. A) For the International Equity fund, the ideal benchmark will be BSE 500 index as it is a very broad-based index covering 500 companies B) For Gold ETF, gold prices will be the ideal benchmark |
| Only A is correct |
| Only B is correct |
| Both A and B are correct |
| Neither A nor B are correct |
| Q7.If an Institutional Investor is making an application for investing in a Mutual Fund, which additional documentation is required? |
| Audited Accounts for the last 3 years |
| Bank Statements |
| Board Resolution |
| Approval letter from SEBI |
| Q8.The Price Earning (PE) Ratio of a company is 7 and its Earning Per Share is Rs 10. What is the Market Price of this company? |
| Rs 49 |
| Rs 70 |
| Rs 700 |
| Rs 10 |
| Q 9. Mutual fund distributors earn no commission when the investor chooses to invest in “direct” plans. State whether True or False. |
| False |
| True |
| Q10.Which information has to be provided by the investor to be identified as an existing investor in the mutual fund? |
| PAN |
| PEKIN |
| Folio Number |
| KYC acknowledgment |