NISM Series V A Mutual Fund Distributors Paper 12
| Q1.Do mutual Funds give more investment options as compared to National Pension Scheme - State True or False? |
| True |
| False |
| Q2.If an investor wishes to beat the benchmark and is also ready to bear the risks, then he should opt for Actively managed funds - State True or False? |
| True |
| False |
| Q3.If the fund manager of a debt fund is expecting the interest rates to rise, he will ______. |
| increase the exposure to longer-term fixed-rate debt securities |
| switch the portfolio towards a higher proportion of floating-rate instruments |
| The fund manager cannot do much as all his money is generally fully invested |
| None of the above |
| Q4.The risk appetite of investors is assessed through ____. |
| Asset Allocators |
| Financial Plan |
| Risk Profilers |
| Risk Appetizers |
| Q5.Liquid schemes are a variant of debt schemes that invest only in debt securities of up to 60-days maturity - True or False? |
| True |
| False |
| Q6.In which of the below funds is the investor unsure of his taxation liability? |
| Sectoral Fund |
| ELSS Fund |
| Gilt Fund |
| Flexible Asset Allocation Fund |
| Q7.A minor has one more year to become a major. A 3-year SIP is started in the minors folio. Which of the following statement is true in this case? |
| The SIP will be registered for 3 years |
| The SIP will be registered for only 2 years |
| The SIP will be registered for only 1 year till the investor attains majority |
| The SIP will be registered for 3 years from the date of attaining the majority |
| Q8.Which of these funds has the highest risk? |
| Gilt funds |
| Index funds |
| Money market funds |
| Sector funds |
| Q9.Asset allocation must primarily match __. |
| Long term value creation |
| Investment needs |
| Financial goals |
| Tax saving needs |
| Q 10. A Mutual Fund scheme gives a return of 10 % and the beta of that scheme is 0.5. The risk-free return is 7.5%. What is the Treynor Ratio of this scheme? |
| 0.03 |
| 0.05 |
| 0.075 |
| 0.1 |
