NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper20
| Q1.The Authorised capital of the company can be raised if the company wants to increase the capital once it is fixed - State True or False? |
| True |
| False |
| Q2.The Exit load __ the redemption price for the investor. |
| increases |
| reduces |
| discounts |
| moderates |
| Q3.The funds contributed by the investors are used for ___. |
| paying salaries of the AMC staff |
| creating investment portfolios |
| for starting investor service centers |
| for acquiring new companies |
| Q4.The funds of the investor are held in the AMCs account to enable them to invest and manage it - State True or False? |
| True |
| False |
| Q5.The portion of __ capital that has been issued to investors is called issued capital. |
| owners |
| paid-up |
| authorized |
| seed |
| Q 6.The shares in a rights issue are offered ____. |
| only to HNIs |
| only to Institutional Investors |
| only to new subscribers |
| only to all existing shareholders |
| Q7.The trading price of a close-ended fund on a stock exchange can be __ than the actual NAV. |
| Higher |
| Lower |
| Equal |
| Higher or lower |
| Q8.Under which act are the Private and Public Companies set up? |
| Indian Companies Act |
| SEBI Act |
| Mercantile Act |
| RBI Act |
| Q9.Usually, what is the minimum investment in a monthly SIP? |
| Rs 100 |
| Rs 500 |
| Rs 1000 |
| Rs 2500 |
| Q10.What is a recurring deposit with a mutual fund? |
| ATM |
| SWP |
| SIP |
| STP |