NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 18
Q1.Which NAV will be applicable for liquid funds if clear funds are available and the funds can be deployed the same day ? |
NAV of day T |
NAV of day T + 1 |
NAV of day T - 1 |
NAV of day T +3 |
Q2.Which of these facilities is NOT available to the Preference Shareholders? |
Participation in the management of the company |
Preference in receiving dividends over equity shareholders |
Preference in repayment of capital |
Fixed-rate of dividend as mentioned during the issue of these shares |
Q 3. Who links the information given by the investor to the folio number? |
The AMC |
The Clearing Bank |
The Point of Collection center |
The R&T agents |
Q4.___ impressions are made by the time-stamping machine on the transaction documents. |
True |
2 |
3 |
4 |
Q5.___ are equity funds that invest in all segments of the equity market. |
Large Cap Funds |
Sectoral Funds |
Diversified Funds |
Mid Cap Funds |
Q6. A change in bank mandate application by a corporate investor has to be signed by ___. |
The Chairman |
The Managing Director or the Company Secretary |
The authorized signatories |
The auditors |
Q7. A mutual fund cannot have __ liabilities on its balance sheet. |
Long-term |
Short-term |
Medium-term |
All of the above |
Q 8. A mutual fund scheme may appoint one or more collecting bankers - State True or False? |
True |
False |
Q 9. A timestamp is not fixed on ____. |
The control sheet of the distributor |
The acknowledgment slip |
The transaction slip |
The payment instrument like a cheque |
Q10.An investor wishes to directly credit the mutual fund account for the purchase of units. What details should he know? |
The bank branch location |
The bank account number |
The MICR number |
The bank branch name |