NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 18
| Q 1. The Cut off time for Liquid Fund redemption is __. |
| 1.30 PM |
| 2.00 PM |
| 3.00 PM |
| 1.00 PM |
| Q2.The investment made by investors is held in the investment account - State True or False? |
| True |
| False |
| Q 3. The Investor Education and Protection Fund is mainly funded by ___. |
| Stock Exchanges |
| SEBI |
| Government |
| Unclaimed amount with issuers |
| Q4.The SoA has to be sent to the investor immediately after each installment of SIP is invested - State True or False? |
| True |
| False |
| Q5.What are the funds called which invest only in Government Securities? |
| Government Investment Funds |
| Money Market Funds |
| Gilt Funds |
| High-Value Income Funds |
| Q6.What is an ' at par cheque '? |
| Its a cheque from private banks |
| It's a high-value cheque |
| It's an outstation cheque |
| It's a local cheque |
| Q7.What is the core function of an AMC? |
| Appointing MF agents and marketing |
| Customer service |
| Fund Management |
| Operations |
| Q 8. When an investor makes an investment by a demand draft, the mutual fund bears the charges incurred to buy the DD and treats the gross amount as the ___. |
| redemption amount |
| income |
| expense |
| amount invested. |
| Q9.Which NAV will be applicable for liquid funds if clear funds are available and the funds can be deployed the same day? |
| NAV of day T |
| NAV of day T + 1 |
| NAV of day T - 1 |
| NAV of day T +3 |
| Q10.Which of these facilities is NOT available to the Preference Shareholders? |
| Participation in the management of the company |
| Preference in receiving dividends over equity shareholders |
| Preference in repayment of capital |
| Fixed-rate of dividend as mentioned during the issue of these shares |