NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 17
| Q1.All communications to the investor are sent to the address as mentioned in the __. |
| PAN CARD |
| Bank Pass Book |
| Application Form |
| Transaction Slip |
| Q2.AMCs should have a net worth of at least ___ at all times. |
| Rs 25 Crore |
| Rs 50 Crore |
| Rs 75 Crore |
| Rs 100 Crore |
| Q3.An AMC can manage the funds of more than one mutual fund - State True or False? |
| True |
| False |
| Q 4.An Asset Management Company is set up in the form of ____. |
| a trust |
| a firm |
| an investment bank |
| a private or public limited company |
| Q5.An equity-oriented fund is one that has invested not less than _ of its funds in equity shares. |
| 50% |
| 65% |
| 71% |
| 85% |
| Q6.Change in bank details can be requested at the time of redemption or otherwise - State True or False? |
| True |
| False |
| Q7.Change in the name of the individual holder is not allowed - State True or False? |
| True |
| False |
| Q8.Cut-off time has been prescribed by ___ for various categories of funds and transactions. |
| AMFI |
| SEBI |
| Respective Mutual Funds |
| RBI |
| Q9.Equity shareholders have the right to vote - State True or False? |
| True |
| False |
| Q10.Do equity shareholders have the right to vote - State True or False? |
| True |
| False |