NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 17

Q1.All communications to the investor are sent to the address as mentioned in the __.
 PAN CARD
 Bank Pass Book
 Application Form
 Transaction Slip
 
Q2.AMCs should have a net worth of at least ___ at all times.
 Rs 25 Crore
 Rs 50 Crore
 Rs 75 Crore
 Rs 100 Crore
 
Q3.An AMC can manage the funds of more than one mutual fund - State True or False?
  True
  False
 
Q 4.An Asset Management Company is set up in the form of ____.
 a trust
 a firm
an investment bank
 a private or public limited company
 
Q5.An equity-oriented fund is one that has invested not less than _ of its funds in equity shares.
 50%
 65%
 71%
 85%
 
Q6.Change in bank details can be requested at the time of redemption or otherwise - State True or False?
  True
  False
 
Q7.Change in the name of the individual holder is not allowed - State True or False?
  True
  False
 
Q8.Cut-off time has been prescribed by ___ for various categories of funds and transactions.
 AMFI
 SEBI
 Respective Mutual Funds
 RBI
 
Q9.Equity shareholders have the right to vote - State True or False?
  True
  False
 
Q10.Do equity shareholders have the right to vote - State True or False?
  True
  False

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