NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 16
| Q1.Who centrally maintains the address details of the unit holders? |
| AMC |
| SEBI |
| AMFI |
| SEBI registered KRA |
| Q2.Who sends the Statement of Accounts to investors on behalf of the Mutual Fund? |
| Stock Exchange |
| The bank of the mutual fund |
| AMC |
| R&T Agent |
| Q3.Who sends the Statement of Account to the investors on behalf of the mutual funds? |
| The Sponsors |
| The Custodians |
| The AMC |
| The R&T Agents |
| Q 4._ is NOT an objective of SEBI. |
| Investor protection |
| Managing stock market movements |
| Encourage the development of securities and participants |
| Facilitate growth of market mechanism |
| Q 5. A change in the authorized signatories of an institutional investor has to be accompanied by a copy of the board resolution for the same - State True or False? |
| True |
| False |
| Q 6. According to the regulations, the information in Offer Document has to be provided in __ parts. |
| 2 |
| 3 |
| 4 |
| 5 |
| Q7.Calculate the NAV per unit if the net assets of the funds are Rs 500 crore and the number of units outstanding is 25 crore. |
| Rs 12500 |
| Rs 0.05 |
| Rs 20 |
| Rs 25 |
| Q8.Change in corporate status refers to the change from ____. |
| a private limited company to a public limited company |
| a partnership firm into a private limited company |
| Both of the above |
| None of the above |
| Q9.Debt instruments can be listed and traded on the secondary markets - State True or False? |
| True |
| False |
| Q10.During the NFO the investors buy units at __. |
| NAV |
| Market value |
| NFO price |
| Market Index |