NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 15
|Q1.An investor can directly operate their account even after granting a PoA - State True or False?
|Q2.An investor can use only the pre-printed transaction slip that accompanies the account statement for valid transactions - State True or False?
|Q3.Bond whose interest amount fluctuates in step with the market interest rates, or some other external measure is called as a ___.
|Floating Rate bond
|Q4.During the “No Transactions” period, a fund allows only redemptions but no fresh purchases - State True or False?
|Q5.First, the mutual fund has to state its ____ which shows how the money will be invested.
|Q6.If the institutional investor is allowed to invest as per its charter then no further approvals are required - State True or False?
|Q7.If there are material changes, than the Scheme Information Document (SID) has to revised accordingly every three months to show the changes - State True or False?
|Q8.In India, who are the beneficiaries of a mutual fund?
|The trustees of the fund
|The sponsors of the fund
|The constituents who manage the fund
|The investors of the fund
|Q9.In SIP investments, the investors confirm a periodic investment over a __.
|fluctuating period of time
|the long period of time
|a short period of time
|chosen period of time
|Q10.SIPs can be made along with an NFO - State True or False?
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