NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 06
| Q1.Usually, what is the minimum investment in a monthly SIP? |
| Rs 100 |
| Rs 500 |
| Rs 1000 |
| Rs 2500 |
| Q2.What is like a recurring deposit with a mutual fund? |
| ATM |
| SWP |
| SIP |
| STP |
| Q3.What is the cut-off time for Non-Liquid fund purchase and redemption? |
| 3.00 pm |
| 12.00 pm |
| 1.30 pm |
| 14:00 |
| Q4.When a company issues its shares at a premium, it means that it is collecting more amount than its face value - State True or False? |
| True |
| True |
| Q5.When a folio is registered with a PoA, the R&T agent will hold the signature(s) of __. |
| the PoA alone |
| the Grantor alone |
| the PoA and the Banker |
| the Grantor and PoA |
| Q6.When can the PAID UP capital of a company be less than the ISSUED CAPITAL? |
| In the case of Convertible Debentures |
| In case of Preference Shares |
| When only a part of authorized capital is issued |
| When the issued shares are not fully paid up |
| Q7.When do equity investors get dividends? |
| When there is a profit and the dividend is approved |
| At least once every year |
| Every year only when there is a profit |
| Once in every 2 years |
| Q8.Where can one carry out purchase and sales transactions in a listed close-ended fund? |
| In the offices of the respective mutual fund |
| At the offices of investor service centers |
| At the Stock Exchange |
| One cannot carry out purchase and sales transactions in a close-ended mutual fund |
| Q9.Which of the following is not announced when a debenture is issued? |
| The interest rate payable |
| The date on which the debenture will be redeemed |
| The trading price of the debenture in the secondary market |
| The periodicity of payment of interest |
| Q 10. While calculating the returns on a bond, the YTM method takes into account the redemption price of a bond whereas the Current Yield method takes into account the current price of the bond - State True or False? |
| True |
| False |