NISM Series II A - Registrars to an Issue and Share Transfer Agents (Corp) Paper 15
| Q1. The offer letter for buyback of shares shall be sent to the security holders not earlier than __ days of filing it with SEBI. |
| 21 |
| 14 |
| 30 |
| 7 |
| Q2.To calculate the dividend yield, one must divide the dividend per share by the current market price - State True or False? |
| True |
| False |
| Q3.Integrity of data _____ . |
| is the responsibility of the beneficial owner |
| is the responsibility of the Stock Exchange |
| should be ensured by the Depository Participant |
| should be ensured and it should be protected from damage, loss or misuse by the Depository Participant |
| Q4.The yield to maturity (YTM) method is used for computing the ____. |
| maturity value of a bond |
| creditworthiness of a bond |
| coupon of a bond |
| return on a bond |
|
Report this Question? |
| Q5.Bonds, Commercial Paper, and Non-Convertible Debentures are examples of ____. |
| Government Capital |
| Hybrid Capital |
| Equity Capital |
| Debt Capital |
| Q6.SEBI can undertake inspection of the books and records of an intermediary, after giving due notice, in the interest of investors - State True or false? |
| True |
| False |
| Q7.The SEBI (Intermediaries) Regulations, 2008 consolidates the common requirements which apply to all intermediaries - State True or False? |
| True |
| False |
| Q8.As per the SEBI (Registrars to an Issue and Transfer Agents) Regulations, an R&T agent cannot act as an R&T agent for an associate company - State True or False? |
| True |
| False |
| Q9.A bond with a higher credit rating will pay ____ interest rates. |
| higher |
| lower |
| credit rating does not affect the interest rates |
| None of the above |
| Q10.A private placement of shares is not regulated by SEBI or the Companies Act - State True or False ? |
| True |
| False |