NISM SERIES II A - REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS (CORP) EXAM-5
| Q 1.A Stabilising Agent can only buy shares and that too only for a period of 30 days from the date on which the shares are listed and traded - StateTrue or False? |
| True |
| False |
| Q2.Equity capital gives returns from ____ and __ for the investor. |
| Interest, Dividends |
| Dividends, Capital Appreciation |
| Bonus, Interest |
| Loans, Advances |
| Q 3.In a Public offer of shares, all application forms have to be accompanied by the abridged prospectus - State True or False? |
| True |
| False |
| Q4.SEBIís regulations apply to government securities - State True or False? |
| True |
| False |
| Q 5. The two ways a company can conduct a public issue of shares are Fixed price issue and Book built issue - State True or False? |
| True |
| False |
| Q6.The value of a Mutual Fund scheme unit cannot go below its face value - State True or False? |
| True |
| False |
| Q7.___ maintains and updates the list of beneficial owners of the shares of a company. |
| Depository |
| Depository Participant |
| R&T agents |
| Issuer Company |
| Q 8. Companies prefer equity capital because it is less expensive - State True or False? |
| True |
| False |
| Q 9.If the ____ issue is fully subscribed to. it will not change the proportionate holdings of the shareholders. |
| Rights |
| Public |
| Preferential |
| All of the above |
| Q10.Residual Profits are generally distributed to the equity shareholders in the form of ____. |
| Dividend |
| Interest |
| Fixed amount |
| ESOP |