NISM SERIES II A - REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS (CORP) EXAM-2
| Q1.In the case of a Book Built IPO, once the cut-off price is determined, the valid applications are identified - State True or False? |
| True |
| False |
| Q 2.Rematerialisation of securities has to be completed within ___ days. |
| 15 |
| 30 |
| 45 |
| 60 |
| Q3.The investor is the beneficial owner of the shares held in dematerialized form - State True or False? |
| True |
| False |
| Q 4. The upper limit of raising capital is called the __ of the company. |
| Prime Capital |
| Maximum Capital |
| Limit Capital |
| Authorized Capital |
| Q5.What are the Residual Profits of a company? |
| Profits received from the sale of scrap |
| The profit that remains in the books after meeting all expenses and provisions |
| Profits that belongs only to Preference Shareholders |
| None of the above |
| Q6.Calculate the Current Yield of a bond whose coupon rate is 8% and the market price is Rs 106. |
| 8.48% |
| 9.22% |
| 7.54% |
| 6.59% |
| Q7.Company ABC Ltd. has announced a Bonus Issue. Who will provide the list of beneficial owners as on the record date who are entitled to the bonus shares? |
| The authorized R&T agent |
| The DP |
| The Depository |
| The Stock Exchanges |
| Q8.Credits of securities are received automatically to a beneficiary account only if standing instructions are given by the account holder - StateTrue or False? |
| True |
| False |
| Q9.Each Depository receipt (DR) will represent one number of underlying shares of the company - State True or False? |
| True |
| False |
| Q10.In a Qualified institutional placement, the minimum number of allottees should be ___. |
| at least 2 |
| at least 10 |
| at least 12 |
| at least 15 |