nism-nism-rta-mf-10
nism-nism-rta-mf-10
Q 1. In the case of systematic transactions, mutual funds dispatch the SoAs to the unit holders once ________.
every month
every quarter
every half year
every year
Q 2. For direct plans, investments are routed through a distributor.
True
False
Cannot say
None of these
Q 3. In general, the returns from Equity shares are _________.
known in advance
not known in advance
fixed at the time of the IPO
between 12% to 15% p.a.
Q 4. In Mutual fund investment, the nomination can be made in favor of a maximum of _______ nominees.
two
three
four
five
Q 5. In mutual funds, investors cannot choose their investments to suit their needs and preferences. State True or False.
True
False
Cannot say
None of these
Q 6. In open-ended funds, fresh units can be purchased and allotted units can be redeemed at prices linked to ____________.
element price on an ongoing basis
NAV on an ongoing basis
face value on an ongoing basis
None of these
Q 7. Under regular plans, mutual funds provide the option to invest in the schemes without the involvement of any distributor. State True or False.
True
False
Cannot say
None of these
Q 8. In the Application Form, _________ address is required to be filled in and the statement of account is sent to that address only. (i) only the third holder (ii) only the first holder
Only (i)
Only (ii)
Both (i) & (ii)
None of these
Q 9. Inflation-indexed bonds are a category of fixed-rate bonds where the benchmark is the inflation rate. State True or False.
True
False
Cannot say
None of these
Q 10. Information about the mutual fund scheme is provided in the ___________.
Statement of Additional Information
Scheme Information Document
Statement of Profit Information
Statement of Loss Information
Q 11. Institutional Investors authorize ___________ to make investment decisions on their behalf.
Trade Banker
Specific individuals
Board of Directors
None of these
Q 12. Intermediaries are required to redress investor grievance within ________ from receipt of such complaints and to maintain records of the same.
30 days
45 days
60 days
90 days
Q 13. Investors in convertible debentures usually accept lower coupon rates due to ___________.
possibility of higher credit rating
possibility of capital appreciation on conversion
possibility of higher coupon rate in the future
low default risk
Q 14. Investors who are willing to take higher risks for a higher level of return tend to choose_____.
Debt products
Equity products
Liquid funds
None of these
Q 15. KRAs should not share information with other market regulators. State True or False.
True
False
Cannot say
None of these
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