NISM MUTUAL FUND FOUNDATION 3
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Q (1): SIP is a:
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Method of regular investment |
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Name of a mutual fund |
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Brand of Tea Stock |
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None of these |
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Q (2): Stock exchange brokers are permitted to distribute mutual funds without the requirement of passing the certifying test.
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(A) True |
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(B) False |
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Q (3): Tangible assets can also be called as ______________
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Physical assets |
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Financial assets |
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Non-physical assets |
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Real assets |
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Q (4): The AMC should include all the disclosures that are material to the investment risk
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(A) True |
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(B) False |
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Q (5): The circumstances for refund of investment in the initial offer and period within which refund must be carried out are not specified in the offer document, but only on the application
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(A) True |
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(B) False |
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Q (6): The difference between the yield on Gilt and the yield on a non-government Debt security is called
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YTM |
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Yield Spread |
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Call to Yield |
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Floating Rate |
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Q (7): The entity that SEBI does not regulate is
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share registrars |
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mutual funds |
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stock exchanges |
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non-banking finance companies |
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Q (8): The following need not be covered in a Key Information Memorandum
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Risk Factors |
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Opening, Closing and earliest Closing Date of the offer |
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Disclaimer Clause |
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Functions and responsibilities of the sponsor, trustees, AMC and Custodian responsibilities |
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Q (9): The head of expenses are decided by
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SEBI |
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AMC |
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Trustees |
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Stock Exchange |
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Q (10): The largest corpus of investable funds in India is with
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Bank-owned mutual funds |
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Private Sector mutual funds |
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UTI |
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Insurance Companies |
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Q (11): The minimum height of the disclaimer statement on hoardings/ posters should be _______
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18 inches |
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8 inches |
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8 centimeters |
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18 centimeters |
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