NISM INVESTMENT ADVISER LEVEL 2 - 3
NISM INVESTMENT ADVISER LEVEL 2
Mock Test with Answer key - Click Here >>
Q 1. Which of the below mentioned stocks have a high BETA ?
Pharma Company Stocks
Defensive Stocks
Growth Stocks
High Yield Stocks
Q 2. The tenor of Money Market instruments is ________.
Less than 365 days
up to 90 days
up to 180 days
up to 2 years
Q 3. Of the following investment options, which is/are most likely to be unsecured ?
CBLO - Collateralised borrowing and lending obligations
Corporate Fixed Deposits
Treasury Bonds
Treasury Bonds and CBLO
Q 4. _________ have no fixed maturity.
Open Ended Debt Schemes
Fixed Deposits
Debentures
Bonds
Q 5. Which amongst the following schemes has the maximum concentration of risk ?
ELSS Funds
Index Funds
Sector Funds
Value Funds
Q 6. Does one need to open a new Demat a/c when a minor turns into a major ?
Yes
No
Q 7. _________ stocks are generally the first to rise in a bull run.
Large Cap
Mid Cap
Small Cap
Pharma
Q 8. Which of the following tool helps the investor to assess risk?
Financial Planning
Risk Profiling
Risk journal
Bank Statements
Q 9. In investments through ___________ , the investor can easily evaluate the performance over different time horizons.
Mutual Funds
Discretionary Portfolio Management Service
Non Discretionary Portfolio Management Service
FII
Q 10. Housing Loan is an example of Mortgage Loan - State True or False ?
True
False
Q 11. _______ Option is an option to SELL the security.
Call
Put
Delta
Call or Put as per the investor view
Q 12. Which type of investors will have a higher portion of income assets in their portfolio?
A young investor
Investors with young dependent families
A retired investor
Investors with high income
Q 13. Share of __________ sector is the highest in the GDP of India
Agricultural
Industrial
Service
Software
Q 14. In a _______ approach of Fundamental Analysis, the company-specific factors are considered first and then the industry and economy factors are considered.
Bottom up
Top down
Q 15. With respect to 'Satellite portfolio', which of the following is NOT true ?
The expected returns are low
It can consist of Sector Funds
Its actively managed
Investments are tactical in nature