SEBI - Investor Certification Examination
SEBI - Investor Certification Examination
Q 16. What should you do before using SCORES to file a complaint?
Register with SEBI
Try to resolve the issue directly with the concerned person or company
Call the SEBI Help Line
Seek legal advice
Q 17. What is the purpose of the SEBI SCORES Mobile Application?
To provide investment advice
To facilitate securities trading
To lodge grievances conveniently via smartphones
To track market trends
Q 18. How do investors receive acknowledgments for complaints filed through the SEBI SCORES Mobile App?
Via email only
Via SMS only
Via physical mail
Via phone call
Q 19. Apart from filing grievances, what other features does the SEBI SCORES Mobile App offer?
Access to stock market tips
Access to financial news
Tracking the status of complaints
Access to investment calculators
Q 20. How can investors access the FAQs on SCORES through the SEBI SCORES Mobile App?
By contacting SEBI directly
By visiting the SEBI website
By clicking on a designated section within the app
By attending a SEBI seminar
Q 21. What is the purpose of the SEBI Help Line - Toll-free Helpline Service for Investors?
To provide investment advice
To facilitate securities trading
To assist investors with queries related to the securities market
To provide legal advice
Q 22. During what hours is the SEBI Help Line - Toll-free Helpline Service for Investors available?
24 hours a day
9:00 a.m. to 6:00 p.m.
9:30 a.m. to 5:30 p.m.
12:00 p.m. to 10:00 p.m.
Q 23. What type of information can investors inquire about regarding companies on the toll-free helpline?
Financial statements
Status (unlisted, sick, delisted, etc.)
Marketing strategies
Social media presence
Q 24. What assistance can investors receive regarding changes in company names due to amalgamation, merger, or demerger?
Legal advice
Financial forecasting
Technical support
Marketing assistance
Q 25. What information can investors obtain about listed companies' Registrar and Share Transfer Agent (RTA)?
Financial performance
Contact details
Marketing strategies
Legal representation
Q 26. Where can investors find details of various registered intermediaries of SEBI?
SEBI website
Social media platforms
Newspapers
Television advertisements
Q 27. Where can investors obtain information on regulatory actions taken by SEBI?
From newspapers
From friends and family
From the SEBI helpline
From corporate websites
Q 28. What assistance can investors receive regarding corporate actions like dividends, bonuses, rights issues, etc.?
Legal representation
Financial planning
Technical support
Marketing assistance
Q 29. Where can investors find the latest Net Asset Value (NAV) for a mutual fund scheme?
Mutual fund company website
Social media platforms
Local newspapers
Television advertisements
Q 30. How can investors complain about SEBI?
By mailing a physical letter
Through social media platforms
By contacting SEBI directly
Through the SEBI helpline