SEBI - Investor Certification Examination

SEBI - Investor Certification Examination

 3

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Q 61. What is the maximum AMC for a BSDA if the value of debt holdings is from ₹1,00,001 to ₹2,00,000?

- ₹50

- ₹75

- ₹100

- NIL
 
Q 62. Who manages the investments in a mutual fund?

- Investors

- Fund Managers

- Brokers

- Banks
 
Q 63. What is one benefit of mutual funds that helps lower transaction costs?

- Simplicity

- Liquidity

- Diversification

- Professional management
 
Q 64. What is the investing strategy called that involves spreading investments across different options to reduce risk?

- Simplicity

- Diversification

- Liquidity

- Tax Benefits
 
Q 65. Which category of investors are mutual fund schemes designed to accommodate?

- Risk-averse investors

- Moderate investors

- Aggressive investors

- None of the above
 
Q 66. What is one feature of mutual funds that allows them to be easily converted into cash?

- Simplicity

- Professional management

- Liquidity

- Tax Benefits
 
Q 67. What minimum amount is usually required to invest in mutual funds?

- ₹100

- ₹500

- ₹1,000

- ₹10,000
 
Q 68. What does AMC stand for in the context of demat accounts?

- Annual Maintenance Charge

- Annual Membership Charge

- Account Maintenance Cost

- Account Membership Cost
 
Q 69. What kind of financial instruments do mutual funds invest in?

- Stocks

- Bonds

- Money-market instruments

- None of the above
 
Q 70. What regulatory body must all mutual funds be registered with in India?

- RBI

- IRDAI

- SEBI

- NSE
 
Q 71. Which type of mutual fund investor is willing to take higher risks for potentially higher returns?

- Risk-averse investor

- Conservative investor

- Moderate investor

- Cautious investor
 
Q 72. What are mutual funds broadly categorized into?

- 3 schemes

- 5 schemes

- 7 schemes

- 6 schemes
 
Q 73. According to SEBI guidelines, what is used to depict the level of risk involved in mutual funds?

- Color-coding

- Star rating

- Risk-o-meter

- Investment amount
 
Q 74. What does SIP stand for?

- Systematic Investment Plan

- Secure Investment Plan

- Savings Investment Plan

- Simple Investment Plan
 
Q 75. What is the minimum fixed amount that can be invested in an SIP every month?

- ₹100

- ₹200

- ₹300

- ₹500

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