NISM Series II B - Registrar and Transfer Agents (MF) Certification Exam -10
NISM Series II B - Registrar and Transfer Agents (MF) Certification Exam -10
Q 1. Equity shares are first issued by a company to the public through a process called ______.
Private placement
Initial Public Offer
Payout Offer
None of these
Q 2. ETFs are active funds that generate returns in line with the index or benchmark. State True or False.
True
False
Cannot say
None of these
Q 3. Flexi Cap Fund is an open-ended equity scheme predominantly investing in small-cap stocks. State True or False.
True
False
Cannot say
None of these
Q 4. For resident Indians, TDS is applicable at __________ for all dividends, both in equity and debt schemes.
5%
10%
15%
20%
Q 5. For subsequent purchase transactions, if ___________ is quoted, several fields in an application form need not be filled up again.
PAN
Folio number
Driving License number
LOT number
Q 6. Is a foreign PAN necessary for investments by an NRI? State True or False.
True
False
Cannot say
None of these
Q 7. Fresh purchases are made by investors by submitting an application form complete in all respects and has to be signed by _________. (i) No one, only an Aadhaar Card is required; (ii) All joint holders
Only (i)
Only (ii)
Both (i) & (ii)
None of these
Q 8. Fresh purchases can be made by investors by submitting __________.
a transaction slip
an application form
a filled purchase order
a demand draft only
Q 9. The full form of CAMS is ________________.
Computerized Age Management Services
Computer Age Management Services
Computer Age Mutual Fund Services
Computerized Age Mutual Fund Services
Q 10. The full form of ISIN is _______________.
Indian Securities Identification Number
International Securities Identification Number
Indian Stock Identification Number
International Stock Identification Number
Q 11. 'Fund of Funds'' invest a major portion of their funds in?
Debt instruments
Mutual Fund schemes
Both a & b
None of these
Q 12. Funds that have a combination of asset classes such as debt and equity in their portfolio are called ___________.
Multi-cap fund
Hybrid fund
Mixed fund
Gilt fund
Q 13. How many Infrastructure Debt Funds (IDFs) are offered in the Indian market?
2
3
5
6
Q 14. If a fund has issued 15000 units so far and if the face value is Rs 10. Calculate its unit capital.
Rs. 100000
Rs. 150000
Rs. 200000
Rs. 250000
Q 15. If a fund's NAV is Rs. 12 and the number of units is Rs. 250 crore, what are its net assets?
2800 crore
3000 crore
3600 crore
4200 crore
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